Comprehensive Compliance & Regulatory Solutions
Every service delivered by qualified Chartered Accountants, Company Secretaries and legal professionals with deep regulatory expertise.
Listed Company Compliance (SEBI)
SEBI (LODR) Quarterly Compliance
Quarterly financial result filing (Reg. 33), shareholding pattern (Reg. 31), board meeting outcomes, investor complaints report (SCORES), record date intimations and all event-based BSE/NSE exchange disclosures.
Insider Trading (PIT) Compliance
UPSI management, trading window administration, pre-clearance systems, designated person database, digital structured database, Regulation 7 disclosures and code of conduct for listed entities.
Corporate Governance
Board composition, independent director management, audit/NRC/SRC committee compliance, RPT policy, whistle-blower policy, dividend distribution policy and Annual Report governance section.
Penal Action & SEBI Representation
Show-cause notice replies, adjudication proceedings, BSE/NSE exchange query responses, penal fee appeals, settlement applications and consent order proceedings before SEBI.
Compliance Calendar Management
Annual compliance calendar for all SEBI, exchange, MCA, IEPF and tax deadlines with proactive alerts, assisted filing and zero-miss tracking.
SEBI Circular Repository & Updates
Monitoring and implementation of all new SEBI circulars, MCA notifications and exchange regulations — proactive compliance updates for listed entities.
Capital Markets & IPO Advisory
IPO Advisory — Main Board & SME
End-to-end IPO from DRHP preparation to listing — SEBI ICDR compliance, merchant banker coordination, prospectus, allotment, listing formalities and post-IPO LODR compliance setup.
Voluntary & Compulsory Delisting
Reverse book-building under SEBI (Delisting) Regulations 2021 — promoter obligations, exchange filings, discovered price, shareholder communications and post-delisting compliance.
Buyback of Securities
Tender offer and open market buyback under SEBI (Buyback) Regulations 2018 — public announcement, escrow, record date, post-buyback compliance and exchange intimations.
Preferential Issue (Private Placement)
Allotment to specific persons under SEBI ICDR Regulations — pricing, lock-in, shareholder approval, ROC filings and exchange intimations for listed companies.
Rights Issue & FPO
Capital raise from existing shareholders — SEBI process, letter of offer, record date, ASBA mechanism, allotment and listing of additional securities.
Valuation & Restructuring Advisory
SEBI-compliant fair value reports for M&A, FDI, ESOP, preferential issue and capital market transactions. Corporate restructuring — merger, demerger, slump sale advisory.
MCA / ROC Compliance
Annual Filings — All Company Types
AOC-4 (financial statements), MGT-7/7A (annual return), AOC-4 XBRL for public/listed companies — filed with ROC within statutory timelines under Companies Act 2013.
Director KYC (DIR-3 KYC)
Annual DIN KYC filing before 30 September to avoid DIN deactivation. Also: DIN-3 KYC Web for directors with existing mobile and email on MCA21 portal.
Board & General Meeting Secretarial
Notice, agenda, minutes, resolutions, attendance registers and all post-meeting ROC forms — MGT-14, CHG-1, PAS-3 — for board meetings, AGMs and EGMs.
Company Incorporation
Pvt Ltd, OPC, Public Limited, LLP — DSC, DIN, SPICe+, MOA, AOA, COI, PAN, TAN and post-incorporation compliance setup.
Changes in Company Structure
Director appointment/resignation, share transfer/transmission, capital alteration, name change, registered office change — all ROC forms with proper resolutions.
Statutory Registers & Records
Maintenance and updation of all statutory registers — Register of Members (RoM), Register of Directors, Register of Charges and all secretarial records under Companies Act 2013.
Taxation Advisory & Compliance
Income Tax Return Filing
ITR-6 for companies, ITR-5 for LLPs and firms, ITR-1 to ITR-4 for individuals, HUFs and professionals — with full tax computation, advance tax planning and e-filing.
Corporate Tax Planning
Legal optimization of tax liability through proper structuring, Section 80 deductions, MAT/AMT provisions, timing of income recognition and capital gains tax planning.
TDS / TCS Compliance
TDS return filing (24Q, 26Q, 27Q), Form 16/16A issuance, TDS reconciliation, lower deduction certificates (13/197) and representation in TDS demand proceedings.
Tax Assessment & Litigation
Representation before Assessing Officers, CIT(Appeals), ITAT and High Courts for income tax notices, assessments, reassessments, demands and appeals.
GST Registration & Compliance
GSTIN registration, monthly GSTR-1 and GSTR-3B, quarterly GSTR-1 (QRMP), annual GSTR-9 and GSTR-9C — including input tax credit (ITC) reconciliation.
GST Audit & Representation
GSTR-2B reconciliation, ITC review and reversal advisory, GST audit (GSTR-9C), GST notice replies and representation before GST adjudicating authorities.
Legal Documentation
Shareholder Agreements
Comprehensive SHA covering governance rights, anti-dilution, tag/drag along, exit provisions, right of first refusal, dividend policy and dispute resolution — lawyer-vetted.
Non-Disclosure Agreements (NDA)
Mutual and unilateral NDAs for business discussions, employee onboarding, vendor engagements and M&A due diligence — with appropriate carve-outs and enforcement provisions.
Commercial Contracts
Service agreements, vendor agreements, distributor agreements, SLAs and joint venture agreements — drafted for enforceability under Indian Contract Act 1872.
Employment Agreements
Employment contracts, offer letters, ESOP documentation, non-compete clauses, IP assignment provisions and HR policy drafting — compliant with applicable Indian labour laws.
Memoranda of Understanding
Legally structured MoUs for business partnerships, joint ventures, collaboration arrangements and transaction frameworks — non-binding and binding variants.
Contract Review & Legal Audit
Expert review of existing agreements for risk identification, enforceability gaps, regulatory compliance and suggested amendments — with a detailed legal audit report.
Trademark & Intellectual Property Rights (IPR)
Trademark Registration
All 45 classes, prior art search, examination reply, opposition proceedings.
Copyright & Patent Filing
Copyright registration, Indian patent filing (provisional/complete), PCT applications.
IP Enforcement & Licensing
Opposition, infringement notices, UDRP/INDRP, licensing & assignment agreements.
Insolvency, NCLT & DRT Cases
IBC — Insolvency & Bankruptcy
CIRP initiation (Sec 7/9), resolution plan, liquidation, PPIRP for MSMEs.
NCLT Cases
Oppression & mismanagement, mergers (Sec 230-232), winding up, class action.
DRT Cases
OA filing, SARFAESI defence, DRAT appeals and OTS advisory for banks/borrowers.
IPO & Capital Market Transactions
SME IPO (BSE SME / NSE Emerge)
End-to-end SME IPO — eligibility, DRHP, SEBI filing, market maker, listing and LODR.
Main Board IPO (BSE/NSE)
Full Main Board IPO advisory — DRHP, SEBI observations, book building, allotment.
Business & Asset Valuation
Registered Valuer reports for M&A, FDI, ESOP, preferential issue and NCLT mergers.
Specialised Advisory Services
Startup Services
DPIIT recognition, 80-IAC exemption, ESOP, Angel Tax advisory and investor documentation.
FEMA & FDI Advisory
FDI compliance, ODI regulations, ECB, FEMA compounding and FCRA registration.
CSR Advisory
Section 135 CSR compliance, CSR-1 registration, Annual Action Plan and CSR Report.
Secretarial Audit (MR-3)
Mandatory MR-3 for public/listed companies and SEBI Annual Secretarial Compliance Report.
Company Formation
Pvt Ltd, OPC, LLP, Section 8, Nidhi, Producer Company — full incorporation services.
Tax Litigation
Scrutiny assessment, CIT(A) appeals, ITAT, TDS disputes and search/survey advisory.